Automate compliance tasks with AI Agents.
Financial Advisors lose time to compliance. ALFI cuts hours of work down to minutes.
Win back time to better serve your clients, not compliance.
Our team brings experience from leading companies & institutions
The Problem
Compliance is diminishing productivity
Regulations and legacy software force Financial Advisors to spend more time on checklists than clients:
- Investment Proposal preparation
- Product allocation checks
- KYC, AML
- Audit trails & record keeping
- and more.
The Solution
AI Compliance Agents that complete these workflows autonomously
Your AI-powered Compliance Agent, ALFI, is always on, correct, accurate, and removes the compliance admin.
You win back your time to serve clients, not compliance.
How it Works?
Our AI-powered Compliance Agents are curated and crafted specifically for Financial Advisors to:
- Work on top of and with your legacy tools
- Pulls client and product data
- Auto-fills documentation, like investment proposals
- Flags risks and gaps
- Sends, stores, and tracks
Immediate value from Day 1
Your Benefits
- Hours of work done in minutes, correctly
- Audit reports always ready
- Enabling you to serve existing clients better, or serve new clients
Use cases in development with our partners in France, Germany, and Switzerland
Preparing Investment Proposals
Instead of clicking through multiple provider intranet sites, consuming 2-4 hours of searching, copy/pasting, and more.
ALFI checks the risk profile, aggregates product options, and drafts the proposal for your review.
Hours of work done in minutes.
Preparing an investment proposal has become so complex, given the amount of information required by regulations. When we need to make allocation changes for multiple clients at the same time, it's a real nightmare.
Audit Readiness
Facing an audit by financial authorities, requires perfect organization to ensure full compliance with regulations. Even
a small error can be very costly.
ALFI helps you avoid errors and provides you with all the required documents in one click.
Hours of work done in minutes.
I just had an audit. I had worked diligently and set up processes to comply. I spent countless hours trying to satisfy the inspectors' information requests. Despite my efforts, I still got fined. Before ALFI, I couldn't find an effective tool.
Onboarding New Clients
Forget the back-and-forth of onboarding new clients.
ALFI runs due diligence, fills in forms, conducts critical checks, all the while answering questions and proactively following up; improving your clients’ experience.
Hours of work done in minutes.
Onboarding a new client is a tedious task, consuming hours. From sending initial documents to drafting engagement letters and completing lengthy checks, the process is time-consuming and error-prone without AI.
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ALFI is used by top-performing Independent Financial Advisors
Managing over 50 M€ AuM and winning back 10 hours per week.
"ALFI is like a compliance analyst who never sleeps"
Enterprise-grade security and compliance standards
Data is always encrypted
First-class security infrastructure on Google Cloud
Less admin, more advising. Let’s connect and show you ALFI in action.
Frequently Asked Questions (FAQ)
Yes. ALFI was designed specifically for independent advisors and small teams. It acts as a digital compliance assistant, helping you reduce time spent on routine administrative tasks without hiring additional staff.
Absolutely. ALFI is built to align with French regulatory standards (AMF, ACPR) and European directives (MiFID II, AMLD). All workflows are structured to meet audit and documentation requirements with full traceability.
ALFI connects to the platforms you already use—whether that’s Outlook, Excel, your CRM, portfolio aggregation tools, or secure cloud storage. We adapt to your setup, not the other way around.
Drafting investment proposals based on client profiles. This alone takes up to hours for one client’s next transaction, now handled in minutes for your final review.
Further use cases that are in development and may be launched include:
- KYC/AML information collection and verification
- Sanctions List checks (in particular for Foundations)
- Suitability and allocation checks
- Generating audit-compliant records
- Logging actions and communications for review
Yes. ALFI is hosted in the EU and fully GDPR-compliant. All data is encrypted in transit and at rest. We maintain strict data access controls, and your client data is never shared or used beyond your instance.
Most advisors are fully operational within 2–3 business days. Our team handles configuration, integrations, and a brief onboarding session to get you up to speed—no disruption to your client work
Absolutely. ALFI prepares documents and workflows, but you remain in charge. You review, approve, and submit—confident everything is structured and compliant.y
Pricing is based on firm size and usage. We tailor it to your needs—whether you’re managing €5M or €50M. To get a quote, please schedule a demo.
Yes. We offer a no-obligation, limited trial so you can evaluate ALFI with live client data. Experience the time saved, then decide if it’s right for your practice. Please schedule a demo to get started.
You’ll have access to direct onboarding assistance, a French-, German-, and English-speaking support team, and compliance experts to help you get the most from the platform.
Additionally, we ensure our clients are set up with proper change management and onboarding: users feel comfortable working with ALFI and always reach out with questions and ideas.
When you win, we win.